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Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria)

Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria)

Ley 43 de 1990; Codigo Civil Art. 1602

CONTRATO DE CONTABILIDAD Y AUDITORIA

Contrato de Contabilidad y Auditoría — Ley 43 de 1990 — Código Civil Art. 1602

CLÁUSULA 1 — PARTES CONTRATANTES

CONTRATANTE: [Client Name], NIT [Client NIT], con domicilio en [Client Address], representado por [Client Rep Name], CC [Client Rep CC]. Clasificación contable: [Accounting Group] conforme al Decreto 2420 de 2015.

CONTADOR PÚBLICO: [Accountant Name], identificado con [Accountant CC/NIT], Tarjeta Profesional No. [Tarjeta Profesional] expedida por la Junta Central de Contadores conforme a la Ley 43 de 1990, con domicilio en [Accountant Address], teléfono [Accountant Phone], correo electrónico [Accountant Email].

CLÁUSULA 2 — OBJETO DEL CONTRATO

El CONTADOR PÚBLICO se obliga a prestar los siguientes servicios profesionales conforme a la Ley 43 de 1990 y el marco contable aplicable:

Tipo de encargo: [Service Type].

Servicios: [Service Description]

Entregables: [Deliverables]

Periodicidad de los informes financieros: [Reporting Frequency].

CLÁUSULA 3 — INDEPENDENCIA Y ESTÁNDARES PROFESIONALES

El CONTADOR PÚBLICO declara cumplir con los requisitos de independencia de los Artículos 48 y 50 de la Ley 43 de 1990 y el Código de Ética Profesional adoptado mediante el Título 5 del Decreto 2420 de 2015. El CONTADOR PÚBLICO no tiene vínculos familiares, intereses económicos ni encargos previos con el CONTRATANTE que puedan comprometer su independencia profesional. Todos los servicios se prestarán conforme a las Normas Internacionales de Auditoría (NIA) adoptadas mediante el Anexo 4 del Decreto 2420 de 2015 y el marco NIIF aplicable.

CLÁUSULA 4 — DURACIÓN

El presente contrato inicia el [Start Date] y termina el [End Date], salvo renovación por acuerdo escrito de ambas partes.

CLÁUSULA 5 — HONORARIOS

El CONTRATANTE se obliga a pagar al CONTADOR PÚBLICO la suma de [Total Value] por los servicios descritos en la Cláusula 2.

Cronograma de pagos: [Payment Schedule]. El CONTRATANTE practicará retención en la fuente a la tarifa de [Withholding Rate] sobre cada pago, conforme al Artículo 392 del Estatuto Tributario.

El CONTADOR PÚBLICO deberá acreditar el pago de la PILA (seguridad social) antes de que cada factura sea procesada, conforme al Artículo 23 de la Ley 1393 de 2010. El CONTADOR PÚBLICO es el único responsable de sus aportes a EPS, AFP y ARL.

CLÁUSULA 6 — RESPONSABILIDAD PROFESIONAL

El CONTADOR PÚBLICO responde por la calidad profesional de su trabajo conforme al Artículo 10 de la Ley 43 de 1990. Limitación de responsabilidad: [Liability Limit]. El CONTADOR PÚBLICO reconoce que el Artículo 658-1 del Estatuto Tributario establece sanciones — incluyendo suspensión o cancelación de la tarjeta profesional — por suscribir declaraciones tributarias incorrectas. El CONTADOR PÚBLICO mantendrá la competencia profesional y aplicará la debida diligencia en todos sus encargos.

CLÁUSULA 7 — CONFIDENCIALIDAD Y PROTECCIÓN DE DATOS

El CONTADOR PÚBLICO se compromete a guardar estricta confidencialidad sobre toda la información financiera, comercial y personal a la que acceda en la ejecución del presente contrato, en cumplimiento del Artículo 63 de la Ley 43 de 1990 (secreto profesional) y la Ley 1581 de 2012 (Ley de Protección de Datos Personales). El CONTADOR PÚBLICO actúa como Encargado del Tratamiento conforme al Artículo 3 de la Ley 1581 de 2012 y adoptará las medidas de seguridad adecuadas conforme al Artículo 18. Esta obligación de confidencialidad subsistirá por un período de [Confidentiality Period] tras la terminación del contrato.

CLÁUSULA 8 — TERMINACIÓN

El presente contrato podrá darse por terminado por: acuerdo mutuo escrito; incumplimiento material de cualquiera de las partes con aviso escrito de quince (15) días calendario y oportunidad de subsanar; fuerza mayor o caso fortuito conforme a los Artículos 64 y 1604 del Código Civil; o terminación unilateral por cualquiera de las partes con aviso escrito de treinta (30) días calendario. A la terminación, el CONTADOR PÚBLICO entregará al CONTRATANTE todos los registros contables, estados financieros y papeles de trabajo.

CLÁUSULA 9 — SOLUCIÓN DE CONTROVERSIAS

Cualquier controversia derivada del presente contrato será sometida en primera instancia a negociación directa por treinta (30) días calendario. Si la negociación fracasa, la controversia será resuelta por un árbitro único designado por el Centro de Arbitraje y Conciliación de la Cámara de Comercio de [City], aplicando el derecho sustancial colombiano.

OTORGAMIENTO Y FIRMA

El presente Contrato de Contabilidad y Auditoría se suscribe en dos (2) ejemplares originales en [City] el [Date], en cumplimiento de la Ley 43 de 1990 y el Artículo 1602 del Código Civil.

Contratante (Client)

[Client Rep Name]

Signature

Contador Publico (Accountant)

[Accountant Name]

Signature

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What Is a Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria)?

Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria) is a professional services agreement governed by Ley 43 de 1990 (Ley del Contador Publico) and the Codigo Civil colombiano Article 1602 (ley para las partes), through which a Contador Publico (Certified Public Accountant) registered with the Junta Central de Contadores (JCC) agrees to provide accounting, bookkeeping, tax compliance, financial reporting, or external audit services to a contracting entity — whether a Sociedad por Acciones Simplificada (SAS), sociedad limitada, persona natural comerciante, or entidad sin animo de lucro — under terms that comply with Colombian accounting standards and international frameworks adopted in Colombia.

The Junta Central de Contadores, established under Ley 43 de 1990 Article 20, functions as the disciplinary and regulatory body for the accounting profession in Colombia. Every Contador Publico must hold a tarjeta profesional (professional license) issued by the JCC to lawfully sign financial statements, dictamenes de auditoria (audit opinions), certificaciones, and declaraciones tributarias. Ley 43 de 1990 Articles 8 through 19 establish the ethical framework — independence, integrity, objectivity, professional competence, and confidentiality — that governs all accounting engagements and must be reflected in the contractual terms.

Decree 2420 de 2015 (Decreto Unico Reglamentario de las Normas de Contabilidad, de Informacion Financiera y de Aseguramiento de la Informacion) consolidated Colombia's adoption of NIIF (Normas Internacionales de Informacion Financiera — IFRS) under Ley 1314 de 2009 and the Normas Internacionales de Auditoria (NIA — ISA) for assurance engagements. Accounting contracts must specify which framework applies: NIIF Plenas (Grupo 1 — large entities), NIIF para PyMEs (Grupo 2 — small and medium entities), or Contabilidad Simplificada (Grupo 3 — microempresas) under Decreto 2420 de 2015 Titulo 2.

The Revisor Fiscal (statutory auditor) role — mandatory for SAS companies exceeding the thresholds established by Ley 1258 de 2008 Article 28 (gross assets exceeding 5,000 SMMLV or gross income exceeding 3,000 SMMLV), for all sociedades por acciones, and for entities under Superintendencia supervision — requires a specific contractual relationship governed by Codigo de Comercio Articles 203 through 217. The Revisor Fiscal must be a Contador Publico independent from the company's administration, and the engagement contract must address the scope of fiscal review (revision fiscal), the obligation to issue a dictamen sobre los estados financieros (opinion on financial statements), and reporting obligations to the Superintendencia de Sociedades, the DIAN (Direccion de Impuestos y Aduanas Nacionales), and the UIAF (Unidad de Informacion y Analisis Financiero) for suspicious transaction reporting under Ley 526 de 1999.

For external audit engagements not involving the Revisor Fiscal function, the contract follows the NIA 210 (Acuerdo de los Terminos del Encargo de Auditoria) framework adopted through Decreto 2420 de 2015 Anexo 4, requiring a carta de encargo (engagement letter) specifying the audit scope, management responsibilities, auditor responsibilities, and the form of the audit report. The Tribunal Disciplinario de la Junta Central de Contadores exercises disciplinary jurisdiction over Contadores Publicos who breach professional standards during accounting or audit engagements.

Tax accounting services — preparation and filing of declaraciones de renta (income tax returns), declaraciones de IVA, declaraciones de retencion en la fuente, and informacion exogena through the DIAN MUISCA platform — require the Contador Publico's firma (signature) on certain returns under Estatuto Tributario Article 596. The contract must address DIAN filing deadlines, the Contador's liability for tax penalties under Estatuto Tributario Articles 658-1 (sanctions for Contadores who sign incorrect returns), and the scope of tax planning advice versus mere compliance services.

When Do You Need a Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria)?

Accounting and Audit Contract Colombia is required whenever a business entity or individual engages a Contador Publico for professional accounting, audit, or tax compliance services under Ley 43 de 1990.

SAS companies, sociedades limitadas, and other commercial entities registered with the Camara de Comercio in Bogota, Medellin, Cali, Barranquilla, Bucaramanga, and other Colombian cities need an accounting contract when engaging an external Contador Publico or accounting firm (firma de contadores) to maintain their libros de contabilidad (accounting records), prepare estados financieros (financial statements) under NIIF, and file tax returns through the DIAN MUISCA platform.

Companies exceeding the thresholds under Ley 1258 de 2008 Article 28 — gross assets above 5,000 SMMLV or gross income above 3,000 SMMLV — must appoint a Revisor Fiscal and execute a formal engagement contract addressing the scope of revision fiscal under Codigo de Comercio Articles 203-217, including the obligation to issue the dictamen del revisor fiscal on annual financial statements presented to the Asamblea General de Accionistas or Junta de Socios.

Startups and small businesses classified as Grupo 2 (NIIF para PyMEs) or Grupo 3 (Contabilidad Simplificada) under Decreto 2420 de 2015 need accounting contracts specifying the applicable reporting framework, the frequency of financial statement preparation, and the Contador's responsibilities for maintaining compliance with the Superintendencia de Sociedades reporting requirements through the SIRFIN (Sistema Integrado de Reportes Financieros) platform.

Entities under special supervision — cooperativas (Superintendencia de la Economia Solidaria), entidades financieras (Superintendencia Financiera de Colombia), and entidades de salud (Superintendencia Nacional de Salud) — require accounting contracts that address sector-specific reporting obligations, regulatory filing deadlines, and the Contador Publico's responsibilities for preparing specialized supervisory reports.

Non-profit organizations (entidades sin animo de lucro) registered with the Camara de Comercio under Decreto 2150 de 1995 and subject to supervision by the Gobernacion or Alcaldia require accounting contracts addressing the preparation of estados financieros for regulatory filings, the Regimen Tributario Especial (RTE) compliance under Estatuto Tributario Article 19, and annual reporting to the DIAN.

Personas naturales obligadas a llevar contabilidad (individuals required to keep accounting records) under Codigo de Comercio Article 19 — merchants with assets exceeding 1,500 UVT or gross income exceeding 4,500 UVT — need accounting contracts documenting the scope of bookkeeping services, the Contador's access to source documents, and responsibilities for DIAN compliance.

What to Include in Your Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria)

Accounting and Audit Contract Colombia under Ley 43 de 1990 and the Codigo Civil Article 1602 must contain the following essential elements to confirm professional compliance and protect both the Contador Publico and the contracting entity.

Professional Identification (Datos del Contador Publico): Full name, cedula de ciudadania (CC), and tarjeta profesional number issued by the Junta Central de Contadores under Ley 43 de 1990 Article 3. For accounting firms: razon social, NIT, Camara de Comercio registration, and identification of the Contador Publico responsible for signing financial statements and audit reports. Verification that the Contador's tarjeta profesional is active and not subject to suspension or cancellation by the Tribunal Disciplinario de la JCC.

Client Identification (Datos del Contratante): Company name or persona natural identification, NIT or cedula, Camara de Comercio registration, representante legal identification, and applicable Superintendencia supervision (Supersociedades, Superfinanciera, Supersolidaria). The classification under Decreto 2420 de 2015 — Grupo 1 (NIIF Plenas), Grupo 2 (NIIF para PyMEs), or Grupo 3 (Contabilidad Simplificada) — must be specified as it determines the applicable accounting framework.

Scope of Services (Objeto del Contrato): Detailed description distinguishing between bookkeeping services (teneduria de libros), external accounting (contabilidad externa), tax compliance (cumplimiento tributario), external audit (auditoria externa under NIA), or revision fiscal (statutory audit under Codigo de Comercio arts. 203-217). For revision fiscal engagements, the scope must address all functions specified in Codigo de Comercio Article 207 — verification of accounting records, examination of financial statements, evaluation of internal controls, and reporting to shareholders and regulatory authorities.

Applicable Standards (Marco Normativo): Specification of the accounting framework — NIIF Plenas, NIIF para PyMEs, or Contabilidad Simplificada under Decreto 2420 de 2015. For audit engagements: applicable NIA (Normas Internacionales de Auditoria) standards adopted through Decreto 2420 Anexo 4. For tax services: applicable Estatuto Tributario provisions, DIAN resolutions, and filing calendar.

Independence Requirements (Independencia): For audit and revision fiscal engagements, compliance with Ley 43 de 1990 Article 48 (incompatibilities) and Article 50 (inhabilidades) — the Contador Publico must not have family relationships, economic interests, or prior employment with the contracting entity that would compromise independence. The Codigo de Etica Profesional adopted through Decreto 2420 de 2015 Titulo 5 mirrors the IESBA Code of Ethics requirements.

Compensation (Honorarios): Fee structure — fixed monthly fee (honorarios mensuales fijos), hourly rate (tarifa por hora), or project-based fee (honorarios por proyecto). Payment schedule, retencion en la fuente treatment under Estatuto Tributario Article 392 (honorarios rate: 11% for declarantes, 10% for no declarantes), and IVA applicability. The Contador must issue facturas electronicas or cuentas de cobro compliant with DIAN electronic invoicing requirements under Decreto 358 de 2020.

Liability and Professional Responsibility (Responsabilidad Profesional): Ley 43 de 1990 Article 10 establishes that the Contador Publico is responsible for the professional quality of their work. Estatuto Tributario Article 658-1 imposes sanctions on Contadores who sign incorrect tax returns — suspension of the tarjeta profesional for one year upon the first offense and cancellation upon the second. The contract should address liability limitations, professional indemnity insurance (poliza de responsabilidad civil profesional), and the Contador's obligation to maintain professional competence through continuing education.

Forms-legal.com provides this Accounting and Audit Contract Colombia template as a practical instrument for formalizing accounting and audit engagements under Ley 43 de 1990. Entities requiring complex audit or revision fiscal engagements should consult a Colombian abogado comercialista to confirm full regulatory compliance with the JCC, the Superintendencia de Sociedades, and the DIAN.

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Forms Legal. (2026). Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria) (Colombia) [Legal document template]. Forms Legal. https://forms-legal.com/colombia/business/services/accounting-audit-contract-colombia

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@misc{formslegal-accounting-audit-contract-colombia,
  author       = {{Forms Legal}},
  title        = {Accounting and Audit Contract Colombia (Contrato de Contabilidad y Auditoria) (Colombia)},
  year         = {2026},
  howpublished = {\url{https://forms-legal.com/colombia/business/services/accounting-audit-contract-colombia}},
  note         = {Free legal document template}
}

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